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Location: New York, NY US
Website: http://eicio.wordpress.com


Theon is a Corporate Compliance and Ethics Professional with in-depth knowledge and experience in Regulation & Compliance, Anti-Corruption, and Risk Management. He is an Ethics, Governance & Corporate Compliance Specialist, and currently serves as a Principal Investigator. From 2006-2008 Theon managed the public company investigations group of the American Stock Exchange, LLC. ("Amex") now known as NYSE Amex. In this capacity he led complex fraud examinations, anti-money laundering reviews, and corporate compliance (corporate governance) reviews of publicly traded companies. He also served as Senior Corporate Governance Specialist at the NYSE from 2004-2006 where he advised listed companies on NYSE Corporate Governance Rules and the Sarbanes-Oxley Act. Early in his career, Theon performed due diligence, sales practice investigations, and anti-money laundering reviews for a bulge bracket financial services firm.